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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
KY RA APPROVED 2022-10-18
  • TX RA
    APPROVED
    Since 2023-01-12
  • KY RA
    APPROVED
    Since 2022-10-18

Branch Locations

444 East Main Street Suite 111, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Tampa FL 06/2022 07/2022
Transylvania University Lexington KY 08/2018 05/2022
Idle Hour Country Club Lexington KY 07/2016 12/2016
C&R Asphalt Lexington KY 06/2019 08/2019
Unemployed Lexington KY 12/2016 08/2018
Morgan Stanley Smith Barney Llc Lexington KY 09/2022 Present
  • 06/2022 → 07/2022
    Florida Financial Advisors
    Tampa, FL
  • 08/2018 → 05/2022
    Transylvania University
    Lexington, KY
  • 07/2016 → 12/2016
    Idle Hour Country Club
    Lexington, KY
  • 06/2019 → 08/2019
    C&R Asphalt
    Lexington, KY
  • 12/2016 → 08/2018
    Unemployed
    Lexington, KY
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Lexington, KY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-12
S65 Uniform Investment Adviser Law Examination 2022-05-19
  • S63 Uniform Securities Agent State Law Examination
    2022-11-12
  • S65 Uniform Investment Adviser Law Examination
    2022-05-19
Other Names
  • Tj Keck
  • Taylor James Keck

View on SEC IAPD

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