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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-12 |
| KY | RA | APPROVED | 2022-10-18 |
Branch Locations
444 East Main Street Suite 111, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors | Tampa | FL | 06/2022 | 07/2022 |
| Transylvania University | Lexington | KY | 08/2018 | 05/2022 |
| Idle Hour Country Club | Lexington | KY | 07/2016 | 12/2016 |
| C&R Asphalt | Lexington | KY | 06/2019 | 08/2019 |
| Unemployed | Lexington | KY | 12/2016 | 08/2018 |
| Morgan Stanley Smith Barney Llc | Lexington | KY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-19 |
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