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Matthew Ryan Minick

Ameriprise Financial Services, LLC

Santa Barbara, CA

Agoura Hills, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-21
  • CA RA
    APPROVED
    Since 2022-12-21

Branch Locations

319 E Carrillo St Ste 107, Santa Barbara, CA 93101 • United States

29899 Agoura Rd Ste 112, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Woodland Hills CA 06/2022 Present
Lock, Stock & Barrel Investments Simi Valley CA 07/2017 09/2021
Unemployed Moorpark CA 09/2021 06/2022
Pivot Magazine Westlake Village CA 04/2017 05/2018
Hub101 Westlake Village CA 09/2016 05/2018
California Lutheran University Thousand Oaks CA 09/2014 05/2018
  • 06/2022 → Present
    Ameriprise Financial Services, Llc
    Woodland Hills, CA
  • 07/2017 → 09/2021
    Lock, Stock & Barrel Investments
    Simi Valley, CA
  • 09/2021 → 06/2022
    Unemployed
    Moorpark, CA
  • 04/2017 → 05/2018
    Pivot Magazine
    Westlake Village, CA
  • 09/2016 → 05/2018
    Hub101
    Westlake Village, CA
  • 09/2014 → 05/2018
    California Lutheran University
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19

View on SEC IAPD

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CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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