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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-18 |
Branch Locations
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 05/2013 | 05/2017 |
| J.J.B. Hilliard, W.L. Lyons, Llc | Fort Mitchell | KY | 05/2017 | Present |
| Robert W. Baird & Co. Incorporated | Cincinnati | OH | 10/2019 | Present |
Name/Address: BMG Marketing / 1468 Rockland Ave, Rocky River, CO 44116 Start Date: 2/1/24 Hours Spent: 10+ hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: General employment conducting promotional beverage tasting events Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-19 |
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