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Jesus Alberto Rodriguez

Rbc Rochdale, LLC

Irvine, CA

New York, NY

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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-18
  • CA RA
    APPROVED
    Since 2023-01-18

Branch Locations

18111 Von Karman Ave., 4Th Fl, Irvine, CA 92612 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc Irvine CA 05/2022 Present
Wells Fargo Long Beach CA 07/2017 05/2022
Unemployed Santa Ana CA 07/2016 07/2017
  • 05/2022 → Present
    Cnr Securities, Llc
    Irvine, CA
  • 07/2017 → 05/2022
    Wells Fargo
    Long Beach, CA
  • 07/2016 → 07/2017
    Unemployed
    Santa Ana, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-11-26
  • S63 Uniform Securities Agent State Law Examination
    2022-11-26
Designations
Other Names
  • Jesus Alberto Rodriguez
  • Jesus A Rodriguez

View on SEC IAPD

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