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Kathleen C Rogers

Rbc Capital Markets, LLC

Hunt Valley, MD

Sparks, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-12
MD RA APPROVED 2025-03-10
  • TX RA
    APPROVED
    Since 2025-03-12
  • MD RA
    APPROVED
    Since 2025-03-10

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Sparks, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hunt Valley MD 07/2023 Present
Bank Of America Rockville MD 06/2022 08/2022
Core Cycle Studios Timonium MD 01/2018 08/2023
Campbell University Buies Creek NC 01/2022 05/2023
Student Towson MD 09/2015 06/2019
Skywalkers Lacrosse Timonium MD 07/2023 07/2024
  • 07/2023 → Present
    Rbc Capital Markets, Llc
    Hunt Valley, MD
  • 06/2022 → 08/2022
    Bank Of America
    Rockville, MD
  • 01/2018 → 08/2023
    Core Cycle Studios
    Timonium, MD
  • 01/2022 → 05/2023
    Campbell University
    Buies Creek, NC
  • 09/2015 → 06/2019
    Student
    Towson, MD
  • 07/2023 → 07/2024
    Skywalkers Lacrosse
    Timonium, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-08
  • S66 Uniform Combined State Law Examination
    2025-03-08
Other Names
  • Katie Rogers

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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