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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
MN RA APPROVED 2023-05-09
  • TX RA
    APPROVED
    Since 2023-05-10
  • MN RA
    APPROVED
    Since 2023-05-09

Branch Locations

219 Main St N, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stillwater MN 06/2022 Present
Wunderman Thompson Minneapolis MN 05/2004 04/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
  • S66 Uniform Combined State Law Examination
    2023-05-05
Other Names
  • Amy Jo Farrington
  • Amy J Farrington
  • Amy J Ferguson

View on SEC IAPD

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