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Nicholas James Banks

Mml Investors Services, LLC

Marshfield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-26
  • TX RA
    APPROVED_RES
    Since 2025-03-26

Branch Locations

20 Congress St, Marshfield, MA 02050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Marshfield MA 05/2022 Present
Massmutual Life Insurance Company Marshfield MA 11/2022 Present
Bryant University Smithfield RI 09/2018 06/2022
Rockland Trust Middleboro MA 05/2021 08/2021
Rockland Trust Rockland MA 12/2020 01/2021
Rockland Trust Rockland MA 05/2020 08/2020
Rockland Trust Rockland MA 12/2019 01/2020
Rockland Trust Rockland MA 05/2019 08/2019
Rockland Trust Rockland MA 12/2018 01/2019
Rockland Trust Rockland MA 06/2018 08/2018
Full Time Student Marshfield MA 01/2012 06/2018
  • 05/2022 → Present
    Mml Investors Services, Llc
    Marshfield, MA
  • 11/2022 → Present
    Massmutual Life Insurance Company
    Marshfield, MA
  • 09/2018 → 06/2022
    Bryant University
    Smithfield, RI
  • 05/2021 → 08/2021
    Rockland Trust
    Middleboro, MA
  • 12/2020 → 01/2021
    Rockland Trust
    Rockland, MA
  • 05/2020 → 08/2020
    Rockland Trust
    Rockland, MA
  • 12/2019 → 01/2020
    Rockland Trust
    Rockland, MA
  • 05/2019 → 08/2019
    Rockland Trust
    Rockland, MA
  • 12/2018 → 01/2019
    Rockland Trust
    Rockland, MA
  • 06/2018 → 08/2018
    Rockland Trust
    Rockland, MA
  • 01/2012 → 06/2018
    Full Time Student
    Marshfield, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-15

View on SEC IAPD

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JOSEPH TARQUINI
THOMAS ALBERT ZAMAGNI
Connor Christian MacIsaac
Andrew Ingeme
ERIK N SAARINEN
ALYSSA MCNAMARA REED
JUSTIN JACOBSON MCNAMARA

Other Offices

LPL FINANCIAL LLC · MARSHFIELD, MA
EDWARD JONES · Marshfield, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Marshfield, MA
MCNAMARA FINANCIAL SERVICES, INC. · MARSHFIELD, MA
TWIN GRYPHON ADVISORS LLC · MARSHFIELD, MA
J.P. MORGAN SECURITIES LLC · Pembroke, MA
FLAGSHIP HARBOR ADVISORS, LLC · Marshfield, MA
LPL FINANCIAL LLC · MARSHFIELD, MA

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