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Connie Chung

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-08
CT RA APPROVED 2022-11-30
  • TX RA
    APPROVED
    Since 2023-01-08
  • CT RA
    APPROVED
    Since 2022-11-30

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Belmont MA 05/2022 Present
Silicon Valley Bank Boston MA 11/2020 05/2022
Casper Sleep, Inc Chestnut Hill MA 01/2020 11/2020
Boston University Boston MA 09/2016 05/2020
Bank Of America Wellesley Hills MA 04/2018 11/2019
Warby Parker Boston MA 03/2017 04/2018
Uber Technologies, Inc Boston MA 08/2019 12/2019
Boston University Boston MA 10/2016 10/2020
Bank Of America, Na Belmont MA 05/2022 Present
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Belmont, MA
  • 11/2020 → 05/2022
    Silicon Valley Bank
    Boston, MA
  • 01/2020 → 11/2020
    Casper Sleep, Inc
    Chestnut Hill, MA
  • 09/2016 → 05/2020
    Boston University
    Boston, MA
  • 04/2018 → 11/2019
    Bank Of America
    Wellesley Hills, MA
  • 03/2017 → 04/2018
    Warby Parker
    Boston, MA
  • 08/2019 → 12/2019
    Uber Technologies, Inc
    Boston, MA
  • 10/2016 → 10/2020
    Boston University
    Boston, MA
  • 05/2022 → Present
    Bank Of America, Na
    Belmont, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29

View on SEC IAPD

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