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Brendan P Horrocks

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-24
CT RA APPROVED 2023-05-09
  • TX RA
    APPROVED
    Since 2023-05-24
  • CT RA
    APPROVED
    Since 2023-05-09

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newton MA 05/2022 Present
A Book Company Llc Amherst MA 01/2020 05/2020
Attleboro Farm & Garden North Attleboro MA 05/2015 08/2021
University Of Massachusetts Amherst Amherst MA 09/2018 05/2022
Bishop Feehan Highschool Attleboro MA 05/2014 05/2018
  • 05/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newton, MA
  • 01/2020 → 05/2020
    A Book Company Llc
    Amherst, MA
  • 05/2015 → 08/2021
    Attleboro Farm & Garden
    North Attleboro, MA
  • 09/2018 → 05/2022
    University Of Massachusetts Amherst
    Amherst, MA
  • 05/2014 → 05/2018
    Bishop Feehan Highschool
    Attleboro, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-08
  • S66 Uniform Combined State Law Examination
    2023-05-08

View on SEC IAPD

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