Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
HI RA APPROVED 2024-08-28
  • TX RA
    APPROVED
    Since 2025-05-30
  • HI RA
    APPROVED
    Since 2024-08-28

Branch Locations

1003 Bishop St, Honolulu, HI 96813 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 06/2024 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Honolulu HI 06/2022 08/2022
Mid-Pacific Institute Honolulu HI 01/2014 05/2020
Lake Forest College Lake Forest IL 08/2020 05/2024
Bank Of America, N.A. Honolulu HI 07/2024 Present
Other Businesses

I*4858271 Entity Type: Name of OBA: Young Professionals Chamber of Commerce Sponsorship Committee Address: Honolulu, Hawaii, 96813 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/13/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: The purpose of the Young Professionals Chamber of Commerce of Hawaii is to bring together a community of working class people in Hawaii. They provide networking, legislation, and mentorship events. The Sponsorship committee is tasked with finding the funds to host these events through donors. I will be reaching out to leads/companies on a list provided by the group, to request their sponsorship of various events hosted throughout the year. With a meeting once per month to review the funding received and goals of the committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-26
  • S66 Uniform Combined State Law Examination
    2024-08-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor