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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
FL RA APPROVED 2023-02-27
  • TX RA
    APPROVED
    Since 2023-03-30
  • FL RA
    APPROVED
    Since 2023-02-27

Branch Locations

1974 Palm Beach Lakes Blvd, West Palm Beach, FL 33409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Springs FL 09/2016 Present
Wells Fargo Bank Delray Beach FL 12/2011 09/2016
Bank Of America N.A. Palm Springs FL 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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