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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-07-31 |
Branch Locations
790 Township Line Road Suite 175, Yardley, PA 19067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Yardley | PA | 07/2007 | Present |
1. Legal Name: Jonathan D. Farina; 7 Copperlead Dr Newton PA 18940; Rental Property; Sole Owner; Landlord; Pays bills and collects rent; 100% Owner; affiliation started 03/01/2014; 10 hours per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-28 |
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