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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-12-17
  • MI RA
    APPROVED
    Since 2024-12-17

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waggoner Financial Lansing MI 06/2023 11/2024
Aspect Wealth Management San Antonio TX 06/2022 05/2023
University Of Texas At San Antonio San Antonio TX 01/2022 05/2023
University Of Texas At San Antonio San Antonio TX 08/2021 05/2023
First Leaf English Education Institution Zhenjiang 02/2020 02/2021
Unemployment Zhenjiang 02/2021 08/2021
Unemployment Zhenjiang 06/2019 02/2020
Jiangsu Normal University Xuzhou 09/2015 06/2019
Lpl Financial, Llc Lansing MI 06/2023 11/2024
Private Advisor Group, Llc Morristown NJ 04/2024 11/2024
Regulus Financial Group, Llc Kentwood MI 12/2024 Present
Regal Investment Advisors, Llc Kentwood MI 12/2024 Present
  • 06/2023 → 11/2024
    Waggoner Financial
    Lansing, MI
  • 06/2022 → 05/2023
    Aspect Wealth Management
    San Antonio, TX
  • 01/2022 → 05/2023
    University Of Texas At San Antonio
    San Antonio, TX
  • 08/2021 → 05/2023
    University Of Texas At San Antonio
    San Antonio, TX
  • 02/2020 → 02/2021
    First Leaf English Education Institution
    Zhenjiang
  • 02/2021 → 08/2021
    Unemployment
    Zhenjiang
  • 06/2019 → 02/2020
    Unemployment
    Zhenjiang
  • 09/2015 → 06/2019
    Jiangsu Normal University
    Xuzhou
  • 06/2023 → 11/2024
    Lpl Financial, Llc
    Lansing, MI
  • 04/2024 → 11/2024
    Morristown, NJ
  • 12/2024 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
  • 12/2024 → Present
    Kentwood, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-27
  • S66 Uniform Combined State Law Examination
    2024-02-27
Other Names
  • Sandra Wang

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