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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
9275 Sky Park Court Suite 350, San Diego, CA 92123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | San Diego | CA | 05/2012 | 05/2022 |
| Student | San Diego | CA | 08/2018 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2022 | 09/2023 |
| Northwestern Mutual Investment Services Llc | San Diego | CA | 03/2023 | 09/2023 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2023 | Present |
| Cetera Investment Advisers Llc | San Diego | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
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