Yun-Yu Szu

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 03/2018
  Lpl Financial
  San Diego, CA
• 03/2018 → 04/2021
  Cuso Financial Services, Lp
  San Diego, CA
• 02/2019 → 04/2021
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 04/2021 → 08/2021
  Lpl Financial, Llc
  Poway, CA
• 05/2021 → 08/2021
  Strategic Wealth Advisors Group
  Poway, CA
• 08/2021 → 04/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 08/2021 → 04/2025
  Sorrento Pacifici Fianacial Llc
  San Diego, CA
• 09/2022 → 04/2025
  Western International Securities Inc
  Pasadenda, CA
• 09/2022 → 04/2025
  Scf Securities
  San Diego, CA
• 09/2022 → 04/2025
  Next Financial Group Inc
  Houston, TX
• 09/2022 → 04/2025
  Cadaret, Grant, & Co. Inc
  Syracuse, CA
• 04/2025 → Present
  Raymond James Financial Services, Inc.
  San Diego, CA
• 04/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  San Diego, CA
• 04/2025 → Present
  First Tech Federal Credit Union
  San Diego, CA

Previous Registrations

• 2021-08-20 → 2025-04-04
  Cuso Financial Services, L.P.
  San Diego, CA
• 2021-05-06 → 2021-09-08
  Mariner Advisor Network
  Poway, CA
• 2018-08-15 → 2021-04-19
  Cuso Financial Services, L.P.
  San Diego, CA
• 2019-02-26 → 2021-04-19
  Sorrento Pacific Financial, Llc
  San Diego, CA

Other Businesses

Addison Avenue Investment Services;16399 W Bernardo Dr; San Diego, CA; Support Company Non-Owner; Associate/Employee; not investment relate, Started 04/14/2025; 81+ hrs/month; 41+hrs/month during trading hours; Duties: Support financial advisors, support client services

Exams

• S66 Uniform Combined State Law Examination
  2018-08-14

Other Names

• Jade Szu