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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-08 |
Branch Locations
2701 University Avenue Se, Minneapolis, MN 55414-3238 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Resource Group | Minneapolis | MN | 06/2022 | 05/2024 |
| Apple Spice Box Lunch And Catering | Minneapolis | MN | 03/2020 | 05/2022 |
| Hill Road Grille | Flint | MI | 09/2019 | 03/2020 |
| The Mill Restaurant | Iowa City | IA | 05/2018 | 09/2019 |
| Hibu | Cedar Rapids | IA | 01/2018 | 05/2018 |
| Enterprise Rent-A-Car | Iowa City | IA | 06/2016 | 01/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | Present |
| North Star Resource Group | Minneapolis | MN | 05/2024 | Present |
| Moxie Wealth Management | Minneapolis | MN | 05/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: MOXIE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: PRACTICE COORDINATOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORTING THE ADVISORS OF MOXIE WEALTH MANAGEMENT 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: PRACTICE COORDINATOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SUPPORTING THE ADVISORS OF MOXIE WEALTH MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-05 |
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