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354 Pequot Avenue, Southport, CT 06890 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rondeivu Securities, Llc | Southport | CT | 03/2022 | Present |
| Rondeivu, Inc. | Southport | CT | 06/2021 | Present |
| Omers Administration Corp. | New York | NY | 06/2015 | 04/2020 |
| Not Employed | Rowayton | CT | 04/2020 | 05/2021 |
| Rondeivu Advisory, Llc | Southport | CT | 01/2023 | Present |
Pequot Library (Southport, CT) (a non-profit community library) Member of the Board of Trustees and the Finance and Investment Committee. Mr. Ashmore's responsibilities are investment-related, with respect to oversight. The Library has a $10M endowment. The annual operating budget for the Library is approximately $600k per annum. The duties and responsibilities of the Finance & Investment Committee are dual mandate for oversight of the investment capital pools (managed by an outside investment manager), as well as the operating budget (managed by Library staff). Mr. Ashmore's position at the Pequot Library is as a volunteer. Approximately 5-7 hours per quarter, outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-21 |
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