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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monmouth College | Monmouth | IL | 08/2013 | 05/2017 |
| Proharvest Seeds | Ashkum | IL | 07/2017 | 11/2018 |
| Idoc Pontiac Correctional Center | Pontiac | IL | 11/2018 | 05/2021 |
| Rooted Wealth Advisors | Bourbonnais | IL | 05/2021 | Present |
| Osaic Institutions, Inc. | Meriden | CT | 07/2024 | Present |
| Inb | Springfield | IL | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2022-05-13 |
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