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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-08
  • IL RA
    APPROVED
    Since 2024-07-08

Branch Locations

2601 Chatham Rd, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monmouth College Monmouth IL 08/2013 05/2017
Proharvest Seeds Ashkum IL 07/2017 11/2018
Idoc Pontiac Correctional Center Pontiac IL 11/2018 05/2021
Rooted Wealth Advisors Bourbonnais IL 05/2021 Present
Osaic Institutions, Inc. Meriden CT 07/2024 Present
Inb Springfield IL 07/2024 Present
  • 08/2013 → 05/2017
    Monmouth College
    Monmouth, IL
  • 07/2017 → 11/2018
    Proharvest Seeds
    Ashkum, IL
  • 11/2018 → 05/2021
    Idoc Pontiac Correctional Center
    Pontiac, IL
  • 05/2021 → Present
    Bourbonnais, IL
  • 07/2024 → Present
    Meriden, CT
  • 07/2024 → Present
    Inb
    Springfield, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-03
S65 Uniform Investment Adviser Law Examination 2022-05-13
  • S63 Uniform Securities Agent State Law Examination
    2024-10-03
  • S65 Uniform Investment Adviser Law Examination
    2022-05-13

View on SEC IAPD

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