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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunset Cafe, Universal Lacrosse, Pf Changs | Ballston Spa, Lake Grove | NY | 09/2011 | 12/2021 |
| Lpl Financial | Ballston Lake | NY | 06/2022 | Present |
| Student | Stony Brook | NY | 12/2021 | 04/2022 |
1- 06/2022 / Nicotera Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Ballston Lake, NY 2 - 07/12/2023 - No Business Name - Not Investment Related - Ballston Spa, NY - Outside/W-2 Employment - Lacrosse Coach - Start Date 06/21/2023 - 5 Hours Per Month/ 0 Hours During Trading 3- 04/03/2024 - Albany Academy - Outside/W-2 Employment - Assistant Lacrosse Coach - Not investment Related - Albany, NY - Start Date 02/29/2024 - 6 Hours Per Month/ 2 Hours During Trading 4- 06/20/2024 - Advisor Insurance Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started: 6/19/2024 - 6 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-09 |
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