Ryan P Wade

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → Present
  Steven Tennant
  Latham, NY
• 07/2005 → 09/2025
  Northwestern Mutual Investment Services, Llc
  Latham, NY
• 05/2007 → 09/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2025 → Present
  Lpl Financial
  Ballston Lake, NY

Previous Registrations

• 2004-08-10 → 2004-10-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albany, NY

Other Businesses

07/29/2025 - Tennant Financial - DBA for LPL Business (entity for LPL business) - Investment Related - Ballston Lake, NY 12019 - Start Date 04/15/05 - Hours Per Month 160 - Time Spent 100 07/29/2025 - TBW Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Ballston Lake, NY 12019 - Start Date 01/01/2024 - Hours Per Month 160 - Time Spent 100

Exams

• S66 Uniform Combined State Law Examination
  2004-08-09

Designations

• Chartered Financial Analyst