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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-15 |
Branch Locations
4 Rosell Dr Ste 100, Ballston Lake, NY 12019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company | Albany | NY | 02/2007 | 10/2018 |
| Steven Tennant | Ballston Lake | NY | 10/2018 | Present |
| Northwestern Mutual Investment Services Llc | Ballston Lake | NY | 10/2018 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2019 | 09/2025 |
| Lpl Financial | Ballston Lake | NY | 09/2025 | Present |
07/10/2025 - Tennant Financial - DBA for LPL Business (entity for LPL business) - Investment Related - Ballston Lake, NY 12019 - Start Date 10/08/2018 - Hours Per Month 160 - Time Spent 100
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-20 |
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