Kevin Newman

Current Employers

Employment History

• 09/2003 → Present
  Associates Of Clifton Park
  Ballston Lake, NY
• 06/2007 → 11/2018
  Signator Investors, Inc.
  Williamsville, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Clifton Park, NY

Other Businesses

1) ASSOCIATES OF CLIFTON PARK POSITION: VP Wealth Strategies NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/18/2003 ADDRESS: 747 Pierce Rd., Clifton Park NY 12065, United States DESCRIPTION: Wholesaling LTC/Life Insurance based products 2) NEWMAN & ASSOCIATES, LLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/05/2018 ADDRESS: 747 Pierce Rd., Clifton Park NY 12065, United States DESCRIPTION: This is my approved OBA LLC that I market for my financial planning business. As a result, this is on my business card for all Securities/IAR/Insurance related business that is processed. 3) NEWMAN PROPERTY GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: PO Box 703, Latham NY 12065, United States DESCRIPTION: Own Rental Real Estate - Have property management company manage the property, so my duties are solely book keeping at this point. 4) NEWMAN & ASSOCIATES, LLC - INSURANCE BROKERAGE POSITION: Financial Planner NATURE: This is on my U4 as Insurance Broker, Life, LTC, DI and Annuities as well. I receive commissions for these products through Associates of Clifton Park, who is also listed as an OBA and Employer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/05/2018 ADDRESS: 747 Pierce Rd., Clifton Park NY 12065, United States DESCRIPTION: Currently, this is mostly to receive renewal commissions on previously written fixed life/ltc cases. It is also an outlet for me to be able to broker out my fixed life insurance, long term care, disability, and fixed annuities.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-19

Designations