Lee Wilson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clifton Park, NY
• 10/2011 → Present
  Bank Of America, N.A.
  Clifton Park, NY

Previous Registrations

• 2007-10-03 → 2010-11-10
  Wilson Advisors, Llc
  Mechanicville, NY
• 2001-06-18 → 2005-03-04
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA

Other Businesses

I*: 2272292 Entity Type: Charitable Name of OBA: CharitableThe Sara Marie School Address: Clifton Park, NY 12065 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 6/2/2025 Number of Hours: 20 hrs annually Number of Hours during trading: 0 Duties: Board of a local preschool The board provides input, such as location planning and fundraising for the preschool school.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-19

Other Names

• Lee Patricia Swope
• Lee Patricia Swope
• Lee Swope
• Lee Patricia Wilson