Brian Mohan

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-26
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2017-10-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Clifton Park	NY	07/2017	Present
Albany College Of Pharmacy And Health Sciences	Albany	NY	10/2013	07/2017
Bank Of America, N.A.	Clifton Park	NY	01/2018	Present

07/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clifton Park, NY
10/2013 → 07/2017

Albany College Of Pharmacy And Health Sciences

Albany, NY
01/2018 → Present

Bank Of America, N.A.

Clifton Park, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-12
S65	Uniform Investment Adviser Law Examination	2010-10-14
S63	Uniform Securities Agent State Law Examination	2006-12-12

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