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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-15 |
Branch Locations
4 Rosell Dr Ste 100, Ballston Lake, NY 12019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co Llc | Cohoes | NY | 10/2022 | 04/2025 |
| Keybank | Albany | NY | 05/2019 | 09/2022 |
| Jjill | Albany | NY | 03/2019 | 04/2021 |
| Suny Albany | Albany | NY | 08/2016 | 08/2020 |
| La Newyorkina | New York | NY | 06/2015 | 08/2018 |
| Lpl Financial | Ballston Lake | NY | 09/2025 | Present |
| Tennant Financial | Ballston Lake | NY | 05/2025 | Present |
07/29/2025 - Tennant Financial - DBA for LPL Business (entity for LPL business) - Investment Related - Ballston Lake, NY 12019 - OBA Start Date 09/15/2025 - Hours Per Month 160 - Time Spent 100 07/29/2025 - Notary - Investment Related - Rensselaer, NY 12144 - OBA Start Date 08/07/2022 - Hours Per Month 0 - Time Spent 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-24 |
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