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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-19
  • NC RA
    APPROVED
    Since 2024-11-19

Branch Locations

2021 Valleygate Drive Suite 101, Fayetteville, NC 28304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2022 08/2023
Enterprise Holdings Newark DE 06/2021 05/2022
Hockessin Athletic Club Hockessin DE 05/2019 08/2021
Self Employed New Castle DE 09/2019 11/2019
Wedgewood Swim Club West Chester PA 05/2017 09/2021
University Of Delaware Newark DE 09/2019 05/2022
University Of Delaware Newark DE 01/2019 05/2022
Self Employed Newark DE 08/2020 09/2020
B. Reed Henderson High School West Chester PA 08/2014 06/2018
John Cabot University Rome 08/2018 12/2018
Janney Montgomery Scott Llc West Chester PA 08/2023 09/2024
Stifel Fayetteville NC 11/2024 Present
  • 06/2022 → 08/2023
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2021 → 05/2022
    Enterprise Holdings
    Newark, DE
  • 05/2019 → 08/2021
    Hockessin Athletic Club
    Hockessin, DE
  • 09/2019 → 11/2019
    Self Employed
    New Castle, DE
  • 05/2017 → 09/2021
    Wedgewood Swim Club
    West Chester, PA
  • 09/2019 → 05/2022
    University Of Delaware
    Newark, DE
  • 01/2019 → 05/2022
    University Of Delaware
    Newark, DE
  • 08/2020 → 09/2020
    Self Employed
    Newark, DE
  • 08/2014 → 06/2018
    B. Reed Henderson High School
    West Chester, PA
  • 08/2018 → 12/2018
    John Cabot University
    Rome
  • 08/2023 → 09/2024
    West Chester, PA
  • 11/2024 → Present
    Stifel
    Fayetteville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
S63 Uniform Securities Agent State Law Examination 2022-08-05
  • S66 Uniform Combined State Law Examination
    2023-10-02
  • S63 Uniform Securities Agent State Law Examination
    2022-08-05
Designations
Other Names
  • Alicia Stratman
  • Alicia Grace Stratman

View on SEC IAPD

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