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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-05
  • AZ RA
    APPROVED
    Since 2026-05-05

Branch Locations

11333 N Scottsdale Rd Ste 295, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Scottsdale AZ 02/2025 Present
Wealth Enhancement Group Plymouth MN 05/2023 02/2025
Wealth Enhancement Group Plymouth MN 05/2022 08/2022
Arizona State University Tempe AZ 08/2021 05/2025
6Smith Wayzata MN 07/2020 08/2021
Mound Westonka High School Minnetrista MN 09/2016 06/2021
Unemployed Mound MN 06/2016 09/2016
  • 02/2025 → Present
    Scottsdale, AZ
  • 05/2023 → 02/2025
    Wealth Enhancement Group
    Plymouth, MN
  • 05/2022 → 08/2022
    Wealth Enhancement Group
    Plymouth, MN
  • 08/2021 → 05/2025
    Arizona State University
    Tempe, AZ
  • 07/2020 → 08/2021
    6Smith
    Wayzata, MN
  • 09/2016 → 06/2021
    Mound Westonka High School
    Minnetrista, MN
  • 06/2016 → 09/2016
    Unemployed
    Mound, MN
Other Businesses

1. 10/2025 - Depop - Business Owner - Not Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Scottsdale AZ 85257 - OBA Start Date: 01/01/2025 2. 10/2025 - WATERMARK WEALTH STRATEGIES LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 8 Hour(s) During Trading -At Reported Business Location (s) - OBA Start Date: 10/3/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-03
  • S66 Uniform Combined State Law Examination
    2026-03-03

View on SEC IAPD

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