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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-13 |
Branch Locations
11 South Main Street, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Hartford | CT | 06/2022 | Present |
| Stratford Steel Llc | Stratford | CT | 05/2020 | 08/2020 |
| Olympic Regional Development A | Lake Placid | NY | 12/2019 | 01/2020 |
| Alburg Golf Links | Alburg | VT | 04/2018 | 08/2018 |
| Clarkson University- Sas Center | Potsdam | NY | 08/2016 | 05/2022 |
| Charles Schwab Bank Ssb | Hartford | CT | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-04 |
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