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5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-25 |
| TN | RA | APPROVED | 2023-12-04 |
Branch Locations
5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Partners | Memphis | TN | 05/2020 | 02/2021 |
| Volta Logistics | Tempe | AZ | 04/2021 | 04/2022 |
| Duncan Williams Asset Management | Memphis | TN | 05/2019 | 08/2019 |
| Ugsi Solutions | Poway | CA | 02/2019 | 05/2020 |
| Just In Thyme Catering | Memphis | TN | 12/2017 | 01/2018 |
| Ducks Unlimited | Memphis | TN | 05/2017 | 01/2018 |
| Mississippi State | Starkville | MS | 08/2016 | 05/2020 |
| Duncan Williams Asset Management | Memphis | TN | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-01 |
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