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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
  • TX RA
    APPROVED
    Since 2022-08-15

Branch Locations

3802 S Alameda St, Corpus Christi, TX 78411 • United States

5370 S Staples St, Corpus Christi, TX 78411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corpus Christi TX 11/2019 Present
Unemployed Corpus Chrsiti TX 08/2019 11/2019
Provident Bank Iselin NJ 03/2017 08/2019
Walmart Old Bridge NJ 02/2017 03/2017
Cal Bank Ltd Ghana 08/2008 01/2017
Transform Holdco Llc/Sears Oceanport NJ 06/2007 11/2017
  • 11/2019 → Present
    Corpus Christi, TX
  • 08/2019 → 11/2019
    Unemployed
    Corpus Chrsiti, TX
  • 03/2017 → 08/2019
    Provident Bank
    Iselin, NJ
  • 02/2017 → 03/2017
    Walmart
    Old Bridge, NJ
  • 08/2008 → 01/2017
    Cal Bank Ltd
    Ghana
  • 06/2007 → 11/2017
    Transform Holdco Llc/Sears
    Oceanport, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-12
  • S66 Uniform Combined State Law Examination
    2022-08-12

View on SEC IAPD

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