Brian Lee Smith

Current Employers

Employment History

• 01/2018 → 12/2018
  Whittington & Hubbard, P.C.
  Corpus Christi, TX
• 07/2018 → 12/2018
  1St Global Capital Corp.
  Corpus Christi, TX
• 07/2018 → 12/2018
  1St Global Advisors, Inc.
  Corpus Christi, TX
• 01/2015 → 12/2017
  Ernst & Young
  Houston, TX
• 11/2020 → 01/2022
  Wealth Watch Advisors
  Englewood, CO
• 01/2019 → 12/2021
  Burkhart Peterson Staffing, Llc
  San Antonio, TX
• 01/2022 → Present
  Raymond James Financial Services, Inc.
  St. Petersburg, FL
• 02/2022 → Present
  Raymond James Financial Services Advisors
  Corpus Christi, TX

Previous Registrations

• 2020-11-18 → 2022-01-18
  Wealth Watch Advisors, Inc
  Corpus Christi, TX
• 2018-09-04 → 2018-12-11
  1St Global Advisors Inc
  Corpus Christi, TX

Other Businesses

(1) Name of Business: Corpus Christi Country Club Address: 6300 Everhart Rd, Corpus Christi, TX, 78413, United States Activity Type: Non-profit Position/Title: Committee Member Investment Related: Yes Start Date: 05/31/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the membership committee. Meet monthly to discuss membership initiatives, membership retention, and approval of new members.\nMember of the Finance committee. Meet monthly to review club financials and discuss capital projects. (2) Name of Business: Laguna Wealth Services Address: 2051 Rodd Field Rd. Ste. 200, Corpus Christi, TX, 78412, United States Activity Type: Support Company - Non-Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-02-26
• S66 Uniform Combined State Law Examination
  2018-09-04