Kimberly Sue Prowse

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 08/2017
  Raymond James Financial Services, Inc.
  Corpus Christi, TX
• 07/2016 → 02/2017
  The Salvation Army
  Corpys Christi, TX
• 08/2017 → Present
  Raymond James Financial Services, Inc.
  Corpus Christi, TX
• 08/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Corpus Christi, TX
• 03/2019 → 03/2020
  Redtail Republic/Redtail Optix
  Corpus Christi, TX

Other Businesses

(1)Name of Business: Laguna Wealth Services Address: 413 N. Tancahua Street, Corpus Christi, TX, 78401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/07/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Admin

Exams

• S66 Uniform Combined State Law Examination
  2017-08-21

Other Names

• Kim Sue Prowse