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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-25
  • TX RA
    APPROVED
    Since 2013-02-25

Branch Locations

2051 Rodd Field Rd Suite 200, Corpus Christi, TX 78412 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Corpus Christi TX 02/2013 Present
Raymond James Financial Services Advisors Inc. Corpus Christi TX 02/2013 Present
Mosca Fea Llc Corpus Christi TX 03/2016 Present
Previous Registrations
  • 2009-06-01 → 2013-03-06
    Rockport, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Corpus Christi, TX
  • 1999-03-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Corpus Christi, TX
    Corpus Chris, TX
Other Businesses

(1)Name of Business: Mosca Fea LLC Address: 7809 Lovain, Corpus Christi, TX, 78414, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/11/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC co-owned with my wife established to hold personal rental property for liability protection. No properties are currently owned. Therefore, changed activity type from rental real estate to business owner DBA Rainbowadvice.com website my wife runs to provide resources for parents of LBGTQ children is owned by the LLC. (2) Name of Business: Laguna Wealth Services Address: Activity Type: Managing partner of support company Support Company - Owner Position/Title: Other, Officer - President, Investment Related: No Start Date: 02/22/2013, HPM: 0-1, HPM trade hours: 0-1 Duties: Managing partner of support company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-05
  • S66 Uniform Combined State Law Examination
    1999-03-05
Other Names
  • Matt Apple

View on SEC IAPD

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