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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-11 |
Branch Locations
2051 Rodd Field Rd Suite 200, Corpus Christi, TX 78412 • United States
Corpus Christi, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Corpus Christi | TX | 09/2009 | 09/2019 |
| Raymond James Financial Services, Inc. | Corpus Christi | TX | 09/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Corpus Christi | TX | 09/2019 | Present |
| N/A - Rental Real Estate | Corpus Christi | TX | 08/2019 | Present |
| Laguna Wealth Services | Corpus Christi | TX | 09/2019 | Present |
| The Salvation Army Of The Coastal Bend | Corpus Christi | TX | 06/2021 | 11/2022 |
(1)Name of Business: Laguna Wealth Services Address: 2051 Rodd Field Rd Ste 200, Corpus Christi, TX, 78412, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: The Salvation Army of the Coastal Bend Address: 1802 Buford St, Corpus Christi, TX, 78415, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: No Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisory Board Member - provide advice to the organization to better serve the community (3) N/A - Rental Real Estate, 58640 Peach Rd, South Bend IN, A/T: Rental Real Estate, I/R: No; Position/Title: HPM: 0-1; HPM during Trad hrs.: 0-1 DOD:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-05 |
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