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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-11
  • TX RA
    APPROVED
    Since 2019-09-11

Branch Locations

2051 Rodd Field Rd Suite 200, Corpus Christi, TX 78412 • United States

Corpus Christi, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Corpus Christi TX 09/2009 09/2019
Raymond James Financial Services, Inc. Corpus Christi TX 09/2019 Present
Raymond James Financial Services Advisors, Inc. Corpus Christi TX 09/2019 Present
N/A - Rental Real Estate Corpus Christi TX 08/2019 Present
Laguna Wealth Services Corpus Christi TX 09/2019 Present
The Salvation Army Of The Coastal Bend Corpus Christi TX 06/2021 11/2022
  • 09/2009 → 09/2019
    Corpus Christi, TX
  • 09/2019 → Present
    Raymond James Financial Services, Inc.
    Corpus Christi, TX
  • 09/2019 → Present
    Corpus Christi, TX
  • 08/2019 → Present
    N/A - Rental Real Estate
    Corpus Christi, TX
  • 09/2019 → Present
    Laguna Wealth Services
    Corpus Christi, TX
  • 06/2021 → 11/2022
    The Salvation Army Of The Coastal Bend
    Corpus Christi, TX
Previous Registrations
Other Businesses

(1)Name of Business: Laguna Wealth Services Address: 2051 Rodd Field Rd Ste 200, Corpus Christi, TX, 78412, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: The Salvation Army of the Coastal Bend Address: 1802 Buford St, Corpus Christi, TX, 78415, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: No Start Date: 06/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisory Board Member - provide advice to the organization to better serve the community (3) N/A - Rental Real Estate, 58640 Peach Rd, South Bend IN, A/T: Rental Real Estate, I/R: No; Position/Title: HPM: 0-1; HPM during Trad hrs.: 0-1 DOD:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-06
S63 Uniform Securities Agent State Law Examination 1987-10-05
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1987-10-05
Other Names
  • Lewis Prowse

View on SEC IAPD

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