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Joseph Michel

Ubs Financial Services Inc.

Midland, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-09-17

Branch Locations

1700 West Wall St Suite 220, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Dallas TX 06/2022 08/2022
Ubs Financial Services Dallas TX 06/2023 08/2023
Ubs Financial Services Midland TX 08/2024 Present
Texas Tech University Lubbock TX 08/2020 05/2024
Midland Christian School Midland TX 08/2012 05/2020
  • 06/2022 → 08/2022
    Ubs Financial Services
    Dallas, TX
  • 06/2023 → 08/2023
    Ubs Financial Services
    Dallas, TX
  • 08/2024 → Present
    Ubs Financial Services
    Midland, TX
  • 08/2020 → 05/2024
    Texas Tech University
    Lubbock, TX
  • 08/2012 → 05/2020
    Midland Christian School
    Midland, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-10
  • S66 Uniform Combined State Law Examination
    2024-07-10

View on SEC IAPD

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Other Offices

CARGILE INVESTMENT MANAGEMENT · MIDLAND, TX
TRINCHERA INVESTMENTS, LLC · MIDLAND, TX
ASHTON THOMAS PRIVATE WEALTH · MIDLAND, TX
EAGLE STRATEGIES LLC · MIDLAND, TX
J.P. MORGAN SECURITIES LLC · MIDLAND, TX
WELLS FARGO CLEARING SERVICES, LLC · MIDLAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDLAND, TX
BEYOND BALANCED FINANCIAL PLANNING, LLC · MIDLAND, TX

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