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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-22
MN RA APPROVED 2022-11-14
  • TX RA
    APPROVED_RES
    Since 2025-12-22
  • MN RA
    APPROVED
    Since 2022-11-14

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

3000 Fernbrook Ln N, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minnetonka MN 04/2022 Present
Wells Fargo Bank, Na Minnetonka MN 08/2021 Present
Home Maker Plymouth MN 01/2016 08/2021
  • 04/2022 → Present
    Minnetonka, MN
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Minnetonka, MN
  • 01/2016 → 08/2021
    Home Maker
    Plymouth, MN
Other Businesses

LLC; INV RELATED; CORCORAN, MN; 100% OWNERSHIP WITH SPOUSE; 07/2025; 20 HOURS PER MONTH; 0 DURING TRADING; DESIGN AND DEVLOPMERCHANDISE FOR ONLINE SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-12
S63 Uniform Securities Agent State Law Examination 2022-10-28
  • S66 Uniform Combined State Law Examination
    2022-11-12
  • S63 Uniform Securities Agent State Law Examination
    2022-10-28

View on SEC IAPD

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