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Jose A Herrera

Wells Fargo Clearing Services, LLC

Marshalltown, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-02
  • IA RA
    APPROVED
    Since 2025-08-02

Branch Locations

14 E Southridge, Marshalltown, IA 50158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Marshalltown IA 04/2022 Present
Ethington Heating & Cooling Marshalltown IA 12/2021 04/2022
M & T Cleaning Services Bakersfield CA 06/2020 11/2021
Wells Fargo Bank Marshalltown IA 12/2017 06/2020
Hy-Vee Marshalltown IA 09/2014 12/2017
Marshalltown Community College Marshalltown IA 01/2017 05/2021
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Marshalltown, IA
  • 12/2021 → 04/2022
    Ethington Heating & Cooling
    Marshalltown, IA
  • 06/2020 → 11/2021
    M & T Cleaning Services
    Bakersfield, CA
  • 12/2017 → 06/2020
    Wells Fargo Bank
    Marshalltown, IA
  • 09/2014 → 12/2017
    Hy-Vee
    Marshalltown, IA
  • 01/2017 → 05/2021
    Marshalltown Community College
    Marshalltown, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2024-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2024-08-22

View on SEC IAPD

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THOMAS RANDALL MCCOY
William Bruce Wirin
Elisabeth Grace Bieber
ALYCEMAY LOIS QUASTAD
Nathan Joseph Blayer
Christian Michael McMurray

Other Offices

LPL FINANCIAL LLC · MARSHALLTOWN, IA
THRIVENT INVESTMENT MANAGEMENT INC. · Marshalltown, IA
MML INVESTORS SERVICES, LLC · Marshalltown, IA
EDWARD JONES · MARSHALLTOWN, IA
LPL FINANCIAL LLC · MARSHALLTOWN, IA
EDWARD JONES · MARSHALLTOWN, IA
LPL FINANCIAL LLC · MARSHALLTOWN, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Marshalltown, IA

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