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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-31 |
| IA | RA | APPROVED | 2020-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ames | IA | 07/2019 | Present |
| First National Bank | Ames | IA | 03/2018 | 07/2023 |
| Unemployed | Belmond | IA | 06/2017 | 03/2018 |
| Drake University | Des Moines | IA | 08/2013 | 05/2017 |
| United Bank & Trust; Affiliate Of First National Bank | Marshalltown | IA | 07/2023 | Present |
1)10/17/19- First Point Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100 2)11/15/2023 - First National Bank - Non Inv Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor - Start Date: 7/1/2023 - 80 Hrs/Mo; 3 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-21 |
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