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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| IA | RA | APPROVED | 2022-12-12 |
Branch Locations
207 E. Church St. Ste 5, Marshalltown, IA 50158 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Marshalltown | IA | 02/1999 | 12/2022 |
| Lpl Financial Llc | Marshalltown | IA | 12/2022 | Present |
1) 11/28/2022 - BARR ASSET MANAGEMENT, INC. - DBA for LPL Business (entity for LPL business) - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S). 2) 11/28/2022 - Grimes Family Farm Partnership - ParTner - Chicago, IL 60640 - NON INVESTMENT RELATED - 1 HOUR PER MONTH - START DATE: 10/01/2015. 3) 11/28/2022 - Barr Asset Management - Non-Variable Insurance - SELLING: Disability, Long Term Care, Term Insurance, universal life - INVESTMENT RELATED - 4 HOURS PER MONTH - START DATE: 02/12/1999.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-14 |
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