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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-09-12
  • IA RA
    APPROVED
    Since 2016-09-12

Branch Locations

8 N 1St Ave Ste 7, Marshalltown, IA 50158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co West Des Moines IA 04/2016 Present
Mml Investor Services, Llc West Des Moines IA 05/2016 Present
  • 04/2016 → Present
    Massmutual Life Insurance Co
    West Des Moines, IA
  • 05/2016 → Present
    Mml Investor Services, Llc
    West Des Moines, IA
Previous Registrations
Other Businesses

Name: Thomas McCoy Inv rel: Y Add: 8 N 1st Ave Suite 7, Marshalltown, IA 50158 Nature: Ind Life Ins, Health Ins, Grp Life, Grp Health Insurance Sales Position: Sales/Agent Start date: 03/2016 No. HR/MO: 10 No. HR/MO during sec trading: 10 (2) Name: Thomas R. McCoy Inv rel: Y Add: MDRT Foundation, 325 W. Touhy Avenue Park Ridge, IL. 60068 Nature: Trustee Position: Trustee Start date: 9/01/2020 No. HR/MO: 4 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-16
S63 Uniform Securities Agent State Law Examination 1987-04-02
  • S65 Uniform Investment Adviser Law Examination
    2005-11-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-02
Other Names
  • Tom Mccoy

View on SEC IAPD

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