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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Western Bank | Marshalltown | IA | 04/2010 | 12/2022 |
| Sagepoint Financial | Marshalltown | IA | 09/2014 | 12/2017 |
| Lpl Financial Llc | Marshalltown | IA | 12/2022 | Present |
| Central Iowa Capital Advisors | Marshalltown | ID | 12/2022 | Present |
1) 12/09/2022 - Central Iowa Capital Advisors - INV REL - DBA for LPL Business (entity for LPL business) - AT REPORTED BUSINESS LOCATION(S). 2) 04/11/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Notary - Start Date - 12/11/2015 - 1 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Public Notary
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-17 |
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