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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-05
  • NC RA
    APPROVED
    Since 2023-07-05

Branch Locations

132 Church Ave, High Point, NC 27262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ecolab Inc. St. Paul MN 12/2006 04/2022
Raymond James / Signature Wealth Strategies High Point NC 04/2022 Present
Raymond James Financial Services, Inc. High Point NC 04/2022 Present
Raymond James Financial Services Advisors, Inc High Point NC 07/2023 Present
  • 12/2006 → 04/2022
    Ecolab Inc.
    St. Paul, MN
  • 04/2022 → Present
    Raymond James / Signature Wealth Strategies
    High Point, NC
  • 04/2022 → Present
    Raymond James Financial Services, Inc.
    High Point, NC
  • 07/2023 → Present
    High Point, NC
Other Businesses

(1)Name of Business: Signature Wealth Group Address: 132 Church Ave, High Point, NC, 27262-4931, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/20/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor in High Point branch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16

View on SEC IAPD

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