William Warren Armfield

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 07/2020
  Commonwealth Financial Network
  Waltham, MA
• 08/2020 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2014-06-20 → 2020-07-20
  Commonwealth Financial Network
  High Point, NC
• 2008-04-29 → 2014-06-23
  Edward Jones
  St Louis, MO
  High Point, NC
  High Point, NC
  High Point, NC

Other Businesses

1.) High Point University Panther Club - 01/01/2017 - Non-Profit Board of Directors - 5% of time spent - High Point, NC 2.) Armfield Wealth Management, Inc. - 01/01/2017 - entity used for tax purposes - 5% of time spent - High Point, NC 3.) Armfield Wealth - 08/01/2020 - DBA for RIA business - 90% of time spent - High Point, NC 4). Armfield Wealth - fixed insurance - 12/09/2020 5.) High Point ABC Board - 06/24/2025 - High Point, NC - Board Member (non-profit) - 2hrs/mo 1hr during trading hours. I am compensated for this role.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-25

Other Names

• William Armfield
• Will Armfield
• Will Armfield
• Will Armfield