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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-10-19
TX RA APPROVED 2017-09-21
  • NC RA
    APPROVED
    Since 2017-10-19
  • TX RA
    APPROVED
    Since 2017-09-21

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

4035 Premier Drive Suite 201, High Point, NC 27265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc High Point NC 04/2016 09/2017
Lpl Financial, Llc High Point NC 09/2017 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) High Point NC 09/2017 Present
Previous Registrations
Other Businesses

1. 9/21/2017 - Clinard Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/20/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 2. 9/28/2017 - GWM Advisors, LLC - DBA: (Hybrid) Clinard Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/20/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 3. 2/27/2018 - Clinard Financial - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IRA - Started 02/22/2018 - 160 Hours Per Month/140 Hours During Securities Trading. 4. 1/16/2019 - Clinard Financial LLC - DBA: Clinard Financial Design - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/11/2019 - 160 Hours Per Month/140 Hours During Securities Trading. 5. 07/02/2019 - Clinard Financial LLC - DBA:High Point Financial Design - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/12/2019 - 140 hrs/mo - 140 hrs during trading. 6. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/20/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors LLC, an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-30
  • S66 Uniform Combined State Law Examination
    2010-04-30
Designations
Other Names
  • Brad C. Clinard
  • Bradford Clinard

View on SEC IAPD

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