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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-14
  • NC RA
    APPROVED
    Since 2026-04-14

Branch Locations

1501 N Main St Suite 101, High Point, NC 27262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Advisor Alliance Charlotte NC 04/2026 Present
Bayer Pharmaceuticals High Point NC 01/2022 04/2026
Amgen Biopharma Western North Carolina NC 03/2017 01/2022
Chiesi Usa Greensboro NC 01/2016 03/2017
  • 04/2026 → Present
    Independent Advisor Alliance
    Charlotte, NC
  • 01/2022 → 04/2026
    Bayer Pharmaceuticals
    High Point, NC
  • 03/2017 → 01/2022
    Amgen Biopharma
    Western North Carolina, NC
  • 01/2016 → 03/2017
    Chiesi Usa
    Greensboro, NC
Other Businesses

04/2026 - Armfield Wealth - DBA of RIA business - Investment Related - At reported business location - 160 hours - investment Advisor Representative 04/2026 - Tomlin Vacation Rental - Property Rental - Sugar Mountain, NC - Owner/Property Manager 04/2026 - Tomlin Wealth Mgmt LLC - Business Entity - Tax/investment purposes only - Business owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-13
  • S65 Uniform Investment Adviser Law Examination
    2025-11-13
Other Names
  • Brad Tomlin

View on SEC IAPD

Other Firms

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