Warren Chad Carrick

Employer firm

Sledge And Company Wealth Advisors CRD 336314

$183M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Capital Investment Group, Inc.
  Raleigh, NC
• 05/1997 → Present
  Sledge And Company, Pllc
  High Point, NC
• 05/2011 → 05/2025
  The Wealth Group, Ltd.
  High Point, NC
• 05/2025 → Present
  Sledge And Company Wealth Advisors
  High Point, NC

Previous Registrations

• 2011-05-06 → 2025-07-16
  The Wealth Group, Ltd
  High Point, NC
• 2010-02-04 → 2011-05-03
  Capital Investment Advisory Services, Llc
  Raleigh, NC

Other Businesses

1. SLEDGE AND COMPANY, PLLC. CPA/PARTNER. INDIVIDUAL AND BUSINESS TAXATION. 115 WEST STATE AVENUE, HIGH POINT, NC. NON-INVESTMENT RELATED. 2. CAPITAL INVESTMENT GROUP, INC. REGISTERED REPRESENTATIVE. BROKER-DEALER. 115 WEST STATE AVENUE, HIGHT POINT, NC. INVESTMENT RELATED. 3. SLEDGE AND COMPANY WEALTH ADVISORS, LLC. INVESTMENT ADVISER REPRESENTATIVE. 115 WEST STATE AVENUE, HIGH POINT, NC 27262. STARTED 5/2025. ACTIVITY IS INVESTMENT RELATED. 5 HRS/WK, 5 HRS DURING NORMAL TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-02-01
• S63 Uniform Securities Agent State Law Examination
  2009-12-21

Designations

• Personal Financial Specialist

Other Names

• W Chad Carrick