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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-01
  • MN RA
    APPROVED
    Since 2023-07-01

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mma Agency Minneapolis MN 04/2022 Present
Mma Securities Minneapolis MN 04/2022 Present
Xcel Energy Minneapolis MN 11/2017 04/2022
Cargill, Inc Hopkins MN 05/2013 11/2017
  • 04/2022 → Present
    Mma Agency
    Minneapolis, MN
  • 04/2022 → Present
    Mma Securities
    Minneapolis, MN
  • 11/2017 → 04/2022
    Xcel Energy
    Minneapolis, MN
  • 05/2013 → 11/2017
    Cargill, Inc
    Hopkins, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-01
S63 Uniform Securities Agent State Law Examination 2022-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-07-01
  • S63 Uniform Securities Agent State Law Examination
    2022-11-19
Other Names
  • Emily Katharine Kline

View on SEC IAPD

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