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Brian M Sullivan

Rockefeller Financial LLC

Cincinnati, OH

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-12-20
TX RA APPROVED 2022-12-20
  • OH RA
    APPROVED
    Since 2022-12-20
  • TX RA
    APPROVED
    Since 2022-12-20

Branch Locations

3825 Edwards Road - Suite 630, Cincinnati, OH 45209 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Cincinatti OH 04/2022 Present
Fifth Third Bank Cincinnati OH 03/2019 04/2022
Itelligence Cincinnati OH 01/2019 02/2019
Unemployed Cincinnati OH 03/2018 12/2018
United Healthcare Cincinnati OH 04/2015 03/2018
  • 04/2022 → Present
    Rockefeller Financial Llc
    Cincinatti, OH
  • 03/2019 → 04/2022
    Fifth Third Bank
    Cincinnati, OH
  • 01/2019 → 02/2019
    Itelligence
    Cincinnati, OH
  • 03/2018 → 12/2018
    Unemployed
    Cincinnati, OH
  • 04/2015 → 03/2018
    United Healthcare
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Other Names
  • Brian M Sullivan
  • Brian Sullivan

View on SEC IAPD

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CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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