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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-20 |
Branch Locations
8751 E Hampden Ave Suite A4, Denver, CO 80231 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Management & Research, Inc. | Denver | CO | 04/2022 | 12/2022 |
| Bfc Planning, Inc. | Denver | CO | 04/2022 | 12/2022 |
| Huff And Associates Inc | Denver | CO | 05/2004 | Present |
| Integrity Alliance, Llc | Denver | CO | 12/2022 | Present |
1) Kentucky Rental property; not investment related; 834 Jimtown Road, Mayfield, KY 42066; Rental property; Owner; 04/01/2016; 1 hour a month; 0 hours during trading hours; Collecting rent, paying bills 2) Honey B's Macaron; not investment related; 40 Springer Dr, Highlands Ranch, CO 80129; Macaron Bakery; Owner; 05/10/2023; 60 hours per month; 6 hours during security hours; taking care of business side and responsibilities 3) RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 04/16/2012 ADDRESS: 6343 E Ohio Avenue, Denver CO 80224, United States DESCRIPTION: Collecting rent, paying bills
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-20 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-12 |
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