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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-12 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4365 Route 1 South Ste 206, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jb Systems, Inc. | Plainsboro | NJ | 04/1995 | 09/2016 |
| Guardian Life Ins | Paramus | NJ | 10/2016 | 11/2016 |
| Park Avenue Securities | Paramus | NJ | 10/2016 | 11/2016 |
| Guardian Life Insurnace | Princeton | NJ | 12/2016 | 11/2017 |
| Park Avenue Securities | Princeton | NJ | 12/2016 | 11/2017 |
| Guardian Life Insurance | Paramus | NJ | 12/2017 | 09/2023 |
| Park Avenue Securities | Paramus | NJ | 12/2017 | 09/2023 |
| Guardian Life Insurance Company | New York | NY | 09/2023 | 12/2025 |
| Park Avenue Securities | New York | NY | 09/2023 | 12/2025 |
| Guardian Life Insurance Company | Princeton | NJ | 07/2024 | 12/2025 |
| Park Avenue Securities | Princeton | NJ | 07/2024 | 12/2025 |
| Lpl Financial | Princeton | NJ | 12/2025 | Present |
1) 12/09/2025 - LHK CPAS LLC / Tax Prep/Accounting/CPA / Tax, Accounting, & Consulting / Inv Related / Start date 12/08/2025 - 150 Total Hours per month - 150 Total Hours per month during trading 2) 12/09/2025 - HYE JOUNG LEE / Broker / Non-Variable Insurance / Inv Related / Princeton NJ 08540 / Start date 12/08/2025 - 5 Total Hours per month - 5 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-11 |
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